DFX Intelligence

J•••••• D•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

J•••••• D•••• M•••••••••

Advisor at P••• W••••• S••••••••

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:05ab7e67-205b-1fc6-e699-5623ef1f1cc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• W••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• W••••• S••••••••	Independent wealth	Nov 16, 2021	n/a	yes	PEPPER PIKE, OH	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 17, 2017	Jun 28, 2021	no	Richmond Heights, OH\|Richmond Heights, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	P••• W••••• S••••••••	Jun 28, 2021	Nov 16, 2021	141	Firm change	Ibd to RIA
H••••••••• F•••••••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 5, 2017	Jul 17, 2017

Relationships

Registered with (5)

→ P••• W••••• S••••••••Registered adviserregistration: current employment
Nov 16, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2017 to Jun 28, 2021factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 1, 2017 to Jun 5, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05ab7e67-205b-1fc6-e699-5623ef1f1cc7
First observed: Sep 11, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.