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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SCOTT MICHAEL LEPA

Advisor at LPL ENTERPRISE, LLC

INDEPENDENCE, OH

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Search this name across graphsid dfx:ria:061c819b-0a52-c110-6e97-8da53a03a4f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jul 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 12, 2001
First registration: Jul 14, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 4164181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Mar 9, 2026	n/a	yes	INDEPENDENCE, OH	Current employment
PRASAD WEALTH PARTNERS	Independent wealth	Jun 20, 2025	Sep 30, 2025	no	INDEPENDENCE, OH	Previous registration
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS	Institutional manager	Oct 8, 2024	Feb 24, 2025	no	CLEVELAND, OH\|NEW YORK, NY	Previous registration
CERITY PARTNERS LLC	Independent wealth	Aug 26, 2024	Feb 24, 2025	no	NEW YORK, NY\|CLEVELAND, OH	Previous registration
Oneseven	Independent wealth	May 13, 2022	Feb 29, 2024	no	BEACHWOOD, OH	Previous registration
MGO INVESTMENT ADVISORS INC.	Former SEC adviser	Jul 14, 2017	Jun 9, 2022	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRASAD WEALTH PARTNERS	LPL ENTERPRISE, LLC	Sep 30, 2025	Mar 9, 2026	160	Firm change	RIA to ibd
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS	PRASAD WEALTH PARTNERS	Feb 24, 2025	Jun 20, 2025	116	Firm change	Other
CERITY PARTNERS LLC	CERITY PARTNERS RETIREMENT PLAN CONSULTANTS	Feb 24, 2025	Oct 8, 2024	-139	Channel change	Other
Oneseven	CERITY PARTNERS LLC	Feb 29, 2024	Aug 26, 2024	179	Firm change	RIA to RIA
MGO INVESTMENT ADVISORS INC.	Oneseven	Jun 9, 2022	May 13, 2022	-27	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109884:283087:OH:2022-06-09	Jun 9, 2022	May 13, 2022	BEACHWOOD, OH	Firm change

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ PRASAD WEALTH PARTNERSRegistered adviserregistration: previous registration
Jun 20, 2025 to Sep 30, 2025factForm ADV
→ CERITY PARTNERS LLCRegistered adviserregistration: previous registration
Aug 26, 2024 to Feb 24, 2025factForm ADV
→ CERITY PARTNERS RETIREMENT PLAN CONSULTANTSRegistered adviserregistration: previous registration
Oct 8, 2024 to Feb 24, 2025factForm ADV
→ ONESEVENRegistered adviserregistration: previous registration
May 13, 2022 to Feb 29, 2024factForm ADV
→ MGO INVESTMENT ADVISORS INC.Registered adviserregistration: previous registration
Jul 14, 2017 to Jun 9, 2022factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Scott Michael Lepa left Prasad Wealth Partners for Lpl Enterprise, Llc (registered 2026-03-09)
Form ADVobserved 6 days ago
Occurred
Feb 24, 2025
Advisor changed firm
Scott Michael Lepa left Cerity Partners Retirement Plan Consultants for Prasad Wealth Partners (registered 2025-06-20)
Form ADVobserved 6 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Scott Michael Lepa left Oneseven for Cerity Partners Llc (registered 2024-08-26)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2022
Advisor changed firm
Scott Michael Lepa left Mgo Investment Advisors Inc. for Oneseven (registered 2022-05-13)
Form ADVobserved 6 days ago