DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Michael Lepa

LPL Enterprise, LLCBD affiliatedIndependence, Ohdual registrantIAPD 4164181

Feed of 09/14/2026

At current firm

0 y

since Mar 9, 2026

In the industry

28 y

since Jun 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Mar 9, 2026 · Independence, Oh
Prasad Wealth Partners independent RIA
Jun 20, 2025 to Sep 30, 2025 · Independence, Oh
Cerity Partners Retirement Plan Consultants institutional
Oct 8, 2024 to Feb 24, 2025 · Cleveland, Oh
Cerity Partners LLC independent RIA
Aug 26, 2024 to Feb 24, 2025 · New York, Ny
Oneseven independent RIA
May 13, 2022 to Feb 29, 2024 · Beachwood, Oh
Mgo Investment Advisors Inc. former
Jul 14, 2017 to Jun 9, 2022 · Beachwood, Oh

Moves

a registration end followed by a registration begin elsewhere

Prasad Wealth Partners to LPL Enterprise, LLC
left Sep 30, 2025, registered Mar 9, 2026 (160 days) · RIA to affiliated broker-dealer or bank
Cerity Partners Retirement Plan Consultants to Prasad Wealth Partners
left Feb 24, 2025, registered Jun 20, 2025 (116 days) · Other
Cerity Partners LLC to Cerity Partners Retirement Plan Consultants
left Feb 24, 2025, registered Oct 8, 2024 (-139 days) · channel change inside one enterprise, not a move
Oneseven to Cerity Partners LLC
left Feb 29, 2024, registered Aug 26, 2024 (179 days) · RIA to RIA
Mgo Investment Advisors Inc. to Oneseven
left Jun 9, 2022, registered May 13, 2022 (-27 days) · RIA to RIA · moved with a team

Signals

Scott Michael Lepa left Prasad Wealth Partners for Lpl Enterprise, Llc (registered 2026-03-09)
Sep 30, 2025 · Advisor changed firm · fact
Scott Michael Lepa left Cerity Partners Retirement Plan Consultants for Prasad Wealth Partners (registered 2025-06-20)
Feb 24, 2025 · Advisor changed firm · fact
Scott Michael Lepa left Oneseven for Cerity Partners Llc (registered 2024-08-26)
Feb 29, 2024 · Advisor changed firm · fact
Scott Michael Lepa left Mgo Investment Advisors Inc. for Oneseven (registered 2022-05-13)
Jun 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address