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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)26 years in industry

JAMES E SPAINHOWER

Advisor at DIVERSIFY WEALTH MANAGEMENT, LLC

SOUTH JORDAN, UT | OREM, UT

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Search this name across graphsid dfx:ria:06418f22-5d95-c609-d6e2-a09fb73dadb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIVERSIFY WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Apr 19, 2000
First registration: Jun 7, 2004
Dual registered: yes, broker-dealer
Other names: JIM SPAINHOWER
IAPD individual key: 4145663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIVERSIFY WEALTH MANAGEMENT, LLC	Independent wealth	Mar 27, 2024	n/a	yes	OREM, UT\|SOUTH JORDAN, UT	Current employment
DIVERSIFY WEALTH MANAGEMENT, INC.	n/a	Nov 5, 2014	Mar 30, 2016	no	SOUTH JORDAN, UT	Previous registration
DIVERSIFY WEALTH MANAGEMENT LLC	Former SEC adviser	Jan 23, 2008	Jul 17, 2024	no	OREM, UT	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jul 22, 2005	May 16, 2008	no	OREM, UT	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 13, 2004	Jul 21, 2005	no	PAYSON, UT	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 7, 2004	Aug 25, 2004	no	ALPINE, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIVERSIFY WEALTH MANAGEMENT LLC	DIVERSIFY WEALTH MANAGEMENT, INC.	Jul 17, 2024	Nov 5, 2014	-3,542	Firm change after gap	Other
DIVERSIFY WEALTH MANAGEMENT, INC.	DIVERSIFY WEALTH MANAGEMENT, LLC	Mar 30, 2016	Mar 27, 2024	2,919	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	DIVERSIFY WEALTH MANAGEMENT LLC	May 16, 2008	Jan 23, 2008	-114	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 21, 2005	Jul 22, 2005	1	Firm change	Other
SUNSET FINANCIAL SERVICES, INC.	VOYA FINANCIAL ADVISORS, INC.	Aug 25, 2004	Sep 13, 2004	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145593:169032:UT:2024-07-17	Jul 17, 2024	Nov 5, 2014	OREM, UT	Firm change after gap
169032:329878:UT:2016-03-30	Mar 30, 2016	Mar 27, 2024	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (6)

→ DIVERSIFY WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 27, 2024 to presentfactForm ADV
→ DIVERSIFY WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 23, 2008 to Jul 17, 2024factForm ADV
→ DIVERSIFY WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 5, 2014 to Mar 30, 2016factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 22, 2005 to May 16, 2008factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 13, 2004 to Jul 21, 2005factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 7, 2004 to Aug 25, 2004factForm ADV

Dated events

Occurred
Jul 17, 2024
Advisor changed firm
James E Spainhower left Diversify Wealth Management Llc for Diversify Wealth Management, Inc. (registered 2014-11-05)
Form ADVobserved 4 days ago