RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E• S•••••••••
- D•••••••• W••••• M••••••••• L•• independent RIA currentsince Mar 27, 2024 · Orem, Ut
- D•••••••• W••••• M••••••••• I••• unclassifiedNov 5, 2014 to Mar 30, 2016 · South Jordan, Ut
- D•••••••• W••••• M••••••••• L•• formerJan 23, 2008 to Jul 17, 2024 · Orem, Ut
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 22, 2005 to May 16, 2008 · Orem, Ut
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 13, 2004 to Jul 21, 2005 · Payson, Ut
- S••••• F•••••••• S•••••••• I••• formerJun 7, 2004 to Aug 25, 2004 · Alpine, Ut
- D•••••••• W••••• M••••••••• L•• to D•••••••• W••••• M••••••••• I•••left Jul 17, 2024, registered Nov 5, 2014 (-3542 days) · Other · moved with a team
- D•••••••• W••••• M••••••••• I••• to D•••••••• W••••• M••••••••• L••left Mar 30, 2016, registered Mar 27, 2024 (2919 days) · Other · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to D•••••••• W••••• M••••••••• L••left May 16, 2008, registered Jan 23, 2008 (-114 days) · Other
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 21, 2005, registered Jul 22, 2005 (1 days) · Other
- S••••• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Aug 25, 2004, registered Sep 13, 2004 (19 days) · Other
- J•••• E• S••••••••• left D•••••••• W••••• M••••••••• L•• for D•••••••• W••••• M••••••••• I••• (registered 2014-11-05)Jul 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address