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Advisor at XML FINANCIAL GROUP
Villanova, PA | FORT WASHINGTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| XML FINANCIAL GROUP | Independent wealth | Jul 5, 2022 | n/a | yes | FORT WASHINGTON, PA|Villanova, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 4, 2018 | Jul 11, 2022 | no | FORT WASHINGTON, PA | Previous registration |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Asset manager | Oct 24, 2007 | Oct 10, 2017 | no | BOSTON, MA | Previous registration |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Oct 24, 2007 | Dec 31, 2010 | no | BOSTON, MA | Previous registration |
| RITTENHOUSE ASSET MANAGEMENT, INC. | n/a | Feb 25, 2000 | Mar 1, 2004 | no | RADNOR, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | XML FINANCIAL GROUP | Jul 11, 2022 | Jul 5, 2022 | -6 | Firm change | Wirehouse to RIA |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | WELLS FARGO ADVISORS | Oct 10, 2017 | Apr 4, 2018 | 176 | Firm change | Other |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | Dec 31, 2010 | Oct 24, 2007 | -1,164 | Bulk transfer | Other |
| RITTENHOUSE ASSET MANAGEMENT, INC. | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Mar 1, 2004 | Oct 24, 2007 | 1,332 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:284987:PA:2022-07-11 | Jul 11, 2022 | Jul 5, 2022 | FORT WASHINGTON, PA | Firm change |