DFX Intelligence

M•••••• D•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

M•••••• D•••••• F•••••

Advisor at M••••••

OVERLAND PARK, KS | Brentwood, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0696ac36-0fcc-997d-1b27-ee3d3ffe7471

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 23, 2016	n/a	yes	OVERLAND PARK, KS\|Brentwood, MO	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Jun 16, 2015	Jul 3, 2018	no	ST. LOUIS, MO\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Jul 3, 2018	Sep 23, 2016	-648	Firm change after gap	Other
M••••• G•••• I••••••••• A•••••••• L••	M•••••• W••••• A•••••••	Jun 30, 2015	Jun 16, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
207512:140195:KS:2018-07-03	Jul 3, 2018	Sep 23, 2016	OVERLAND PARK, KS	Firm change after gap
104727:207512:MO:2015-06-30	Jun 30, 2015	Jun 16, 2015	ST LOUIS, MO	Firm change

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Sep 23, 2016 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jun 16, 2015 to Jul 3, 2018factForm ADV
→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2010 to Jun 30, 2015factForm ADV
→ S•••• C••••• W••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0696ac36-0fcc-997d-1b27-ee3d3ffe7471
First observed: May 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.