DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Douglas Fisher
Certified Financial Planner
Feed of 09/14/2026
Also filed as Matt Fisher
At current firm
9 y
since Sep 23, 2016
In the industry
26 y
since Aug 11, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Sep 23, 2016 · Overland Park, Ks
- Mariner Wealth Advisors formerJun 16, 2015 to Jul 3, 2018 · St. Louis, Mo
- Moneta Group Investment Advisors, LLC independent RIAOct 14, 2010 to Jun 30, 2015 · St. Louis, Mo
- Stone Carlie Wealth Advisors, LLC unclassifiedMar 11, 2009 to Sep 23, 2010 · St. Louis, Mo
- Charles Schwab & Co., Inc. national BDMay 18, 2005 to Jan 15, 2009 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- Mariner Wealth Advisors to Marinerleft Jul 3, 2018, registered Sep 23, 2016 (-648 days) · Other · moved with a team
- Moneta Group Investment Advisors, LLC to Mariner Wealth Advisorsleft Jun 30, 2015, registered Jun 16, 2015 (-14 days) · Other · moved with a team
- Stone Carlie Wealth Advisors, LLC to Moneta Group Investment Advisors, LLCleft Sep 23, 2010, registered Oct 14, 2010 (21 days) · Other
- Charles Schwab & Co., Inc. to Stone Carlie Wealth Advisors, LLCleft Jan 15, 2009, registered Mar 11, 2009 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address