DFX Intelligence

K•••• S•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

K•••• S•••• B•••••••

Advisor at C••• I••••••••• A•••••••• I•••

RIVERVIEW, FL | MCDONOUGH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A•••••••• I•••	Independent wealth	Oct 14, 2022	n/a	yes	RIVERVIEW, FL\|MCDONOUGH, GA	Current employment
I•••••••• I••••••••• I•••	Former SEC adviser	Mar 13, 2018	Aug 2, 2022	no	Riverview, FL\|COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	C••• I••••••••• A•••••••• I•••	Aug 2, 2022	Oct 14, 2022	73	Firm change	RIA to RIA
G••••• F•••••••• P•••••• C••••••• I•••	I•••••••• I••••••••• I•••	Oct 2, 2017	Mar 13, 2018

Relationships

Registered with (4)

→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 14, 2022 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2018 to Aug 2, 2022factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Oct 5, 2016 to Oct 2, 2017factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

Occurred
Aug 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 4, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.