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Advisor at MUTUAL ADVISORS, LLC
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jul 21, 2025 | n/a | yes | Scottsdale, AZ | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 21, 2017 | Jul 21, 2025 | no | PHOENIX, AZ|SCOTTSDALE, AZ|Scottsdale, AZ | Previous registration |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Dec 2, 2014 | Dec 14, 2017 | no | SCOTTSDALE, AZ | Previous registration |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jan 3, 2012 | Aug 4, 2014 | no | PHOENIX, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 15, 2011 | Dec 31, 2011 | no | PHOENIX, AZ|Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | MUTUAL ADVISORS, LLC | Jul 21, 2025 | Jul 21, 2025 | 0 | Firm change | Ibd to ibd |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | COMMONWEALTH FINANCIAL NETWORK | Dec 14, 2017 | Jul 21, 2017 | -146 | Firm change after gap | Other |
| SCHWAB WEALTH ADVISORY, INC. | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Aug 4, 2014 | Dec 2, 2014 | 120 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Dec 31, 2011 | Jan 3, 2012 | 3 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:167658:AZ:2025-07-18 | Jul 21, 2025 | Jul 21, 2025 | SCOTTSDALE, AZ | Firm change |