DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• G••••• K••••

M••••• A•••••••• L••BD affiliatedScottsdale, Azdual registrantIAPD 5607498

Certified Financial Planner

Feed of 09/14/2026

Also filed as Alex G••••• K••••

At current firm

1 y

since Jul 21, 2025

In the industry

17 y

since Dec 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• A•••••••• L•• BD affiliated current
since Jul 21, 2025 · Scottsdale, Az
C••••••••• F•••••••• N•••••• national BD
Jul 21, 2017 to Jul 21, 2025 · Phoenix, Az
H••••••••• G•••• E••••• • R••••••••• S••••••••• former
Dec 2, 2014 to Dec 14, 2017 · Scottsdale, Az
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Aug 4, 2014 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Aug 15, 2011 to Dec 31, 2011 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M••••• A•••••••• L••
left Jul 21, 2025, registered Jul 21, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
H••••••••• G•••• E••••• • R••••••••• S••••••••• to C••••••••• F•••••••• N••••••
left Dec 14, 2017, registered Jul 21, 2017 (-146 days) · Other
S••••• W••••• A•••••••• I••• to H••••••••• G•••• E••••• • R••••••••• S•••••••••
left Aug 4, 2014, registered Dec 2, 2014 (120 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move

Signals

A•••••••• G••••• K•••• left C••••••••• F•••••••• N•••••• for M••••• A•••••••• L•• (registered 2025-07-21)
Jul 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address