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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Mitchell Ryan Roth

Advisor at SOVRAN ADVISORS, LLC

Dallas, NC

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Search this name across graphsid dfx:ria:0700be7b-960c-0047-9816-eb3cee1aeb46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVRAN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 17, 2018
First registration: Oct 24, 2018
Dual registered: yes, broker-dealer
Other names: Mitchell Ryan Roth|Mitchell Roth
IAPD individual key: 6995027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVRAN ADVISORS, LLC	Independent wealth	Apr 15, 2026	n/a	yes	Dallas, NC	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Dec 14, 2022	Apr 22, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 14, 2021	Dec 5, 2022	no	LAS VEGAS, NV	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 4, 2020	Dec 2, 2021	no	SCOTTSDALE, AZ\|LAS VEGAS, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 24, 2018	May 12, 2020	no	Las Vegas, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	SOVRAN ADVISORS, LLC	Apr 22, 2026	Apr 15, 2026	-7	Firm change	Ibd to RIA
LPL FINANCIAL LLC	VANGUARD ADVISERS, INC.	Dec 5, 2022	Dec 14, 2022	9	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Dec 2, 2021	Dec 14, 2021	12	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	EQUITABLE ADVISORS, LLC	May 12, 2020	Jun 4, 2020	23	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ SOVRAN ADVISORS, LLCRegistered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Dec 14, 2022 to Apr 22, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 14, 2021 to Dec 5, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 4, 2020 to Dec 2, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to May 12, 2020factForm ADV

Dated events

Occurred
Apr 22, 2026
Advisor changed firm
Mitchell Ryan Roth left Vanguard Advisers, Inc. for Sovran Advisors, Llc (registered 2026-04-15)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2022
Advisor changed firm
Mitchell Ryan Roth left Lpl Financial Llc for Vanguard Advisers, Inc. (registered 2022-12-14)
Form ADVobserved 6 days ago