DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• R••• R•••

S••••• A•••••••• L••independent RIADallas, Ncdual registrantIAPD 6995027

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••••••• R••• R•••

At current firm

0 y

since Apr 15, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• A•••••••• L•• independent RIA current
since Apr 15, 2026 · Dallas, Nc
V••••••• A•••••••• I••• BD affiliated
Dec 14, 2022 to Apr 22, 2026 · Charlotte, Nc
L•• F•••••••• L•• BD affiliated
Dec 14, 2021 to Dec 5, 2022 · Las Vegas, Nv
E•••••••• A•••••••• L•• national BD
Jun 4, 2020 to Dec 2, 2021 · Scottsdale, Az
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 24, 2018 to May 12, 2020 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to S••••• A•••••••• L••
left Apr 22, 2026, registered Apr 15, 2026 (-7 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to V••••••• A•••••••• I•••
left Dec 5, 2022, registered Dec 14, 2022 (9 days) · RIA to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Dec 2, 2021, registered Dec 14, 2021 (12 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left May 12, 2020, registered Jun 4, 2020 (23 days) · Affiliated broker-dealer or bank to another

Signals

M••••••• R••• R••• left V••••••• A•••••••• I••• for S••••• A•••••••• L•• (registered 2026-04-15)
Apr 22, 2026 · Advisor changed firm · fact
M••••••• R••• R••• left L•• F•••••••• L•• for V••••••• A•••••••• I••• (registered 2022-12-14)
Dec 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address