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RIA / WealthAdvisor19 years in industry

ANTHONY LOUIS ACKERMAN

Advisor at UNITED ADVISORS AMERICA

Sugar Land, TX

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Search this name across graphsid dfx:ria:072cc94c-1aca-5fd3-fbf1-94fafa072935

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISORS AMERICA
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 4, 2007
First registration: Apr 7, 2008
Dual registered: no
Other names: TONY ACKERMAN|ANTHONY L ACKERMAN
IAPD individual key: 5404842

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISORS AMERICA	Independent wealth	Feb 21, 2025	n/a	yes	Sugar Land, TX	Current employment
PYXIS CAPITAL INC.	n/a	Apr 3, 2023	May 24, 2023	no	LEHI, UT	Previous registration
THE BROUGHTON INVESTMENT GROUP, INC.	State registered	Oct 11, 2019	Nov 29, 2022	no	HOUSTON, TX\|Houston, TX	Previous registration
SEQUENT PLANNING, LLC	Independent wealth	Sep 6, 2018	Aug 20, 2019	no	Sugar Land, TX\|OMAHA, NE	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	May 1, 2017	May 21, 2018	no	Sugar Land, TX	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Jun 15, 2015	Jul 6, 2016	no	SUGAR LAND, TX	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Mar 22, 2013	May 22, 2015	no	SUGAR LAND, TX\|MIDDLETOWN, CT\|SUGAR LAND, TX	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Apr 7, 2008	Nov 2, 2012	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PYXIS CAPITAL INC.	UNITED ADVISORS AMERICA	May 24, 2023	Feb 21, 2025	639	Firm change after gap	Other
THE BROUGHTON INVESTMENT GROUP, INC.	PYXIS CAPITAL INC.	Nov 29, 2022	Apr 3, 2023	125	Firm change	Other
SEQUENT PLANNING, LLC	THE BROUGHTON INVESTMENT GROUP, INC.	Aug 20, 2019	Oct 11, 2019	52	Firm change	RIA to state RIA
REDHAWK WEALTH ADVISORS, INC.	SEQUENT PLANNING, LLC	May 21, 2018	Sep 6, 2018	108	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	REDHAWK WEALTH ADVISORS, INC.	May 22, 2015	Jun 15, 2015	24	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	CONCOURSE FINANCIAL GROUP ADVISORS	Nov 2, 2012	Mar 22, 2013	140	Firm change	Other

Relationships

Registered with (7)

→ UNITED ADVISORS AMERICARegistered adviserregistration: current employment
Feb 21, 2025 to presentfactForm ADV
→ PYXIS CAPITAL INC.Registered adviserregistration: previous registration
Apr 3, 2023 to May 24, 2023factForm ADV
→ THE BROUGHTON INVESTMENT GROUP, INC.Registered adviserregistration: previous registration
Oct 11, 2019 to Nov 29, 2022factForm ADV
→ SEQUENT PLANNING, LLCRegistered adviserregistration: previous registration
Sep 6, 2018 to Aug 20, 2019factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 1, 2017 to May 21, 2018factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Mar 22, 2013 to May 22, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 7, 2008 to Nov 2, 2012factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
Anthony Louis Ackerman left Pyxis Capital Inc. for United Advisors America (registered 2025-02-21)
Form ADVobserved 5 days ago
Occurred
Nov 29, 2022
Advisor changed firm
Anthony Louis Ackerman left The Broughton Investment Group, Inc. for Pyxis Capital Inc. (registered 2023-04-03)
Form ADVobserved 5 days ago