DFX Intelligence

T•• B•••••••• I••••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T•• B•••••••• I••••••••• G••••• I•••

CRD 164389

HOUSTON, TX

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Search this name across graphsid dfx:ria:a228c27b-f614-6ca2-8795-7d0ffae8fe18

Data as of May 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 24, 2023 to May 24, 2023
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $19.5M••• Locked
Discretionary RAUM: $19.5M
Private client RAUM: $19.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 6
Advisory employees: 5

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• K••• B••••••••	n/a	HOUSTON, TX	14	28	1	no

Relationships

Registered with (5)

← P••• K••• B••••••••Advisorregistration: current employment
Jun 8, 2012 to presentfactForm ADV
← J•••• R••••Advisorregistration: previous registration
May 3, 2023 to Dec 22, 2023factForm ADV
← A•••••• L•••• A•••••••Advisorregistration: previous registration
Oct 11, 2019 to Nov 29, 2022factForm ADV
← M•••••• H••••

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a228c27b-f614-6ca2-8795-7d0ffae8fe18
First observed: May 24, 2023
Last observed: May 24, 2023 40 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.