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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

CASEY WAYNE MASON

Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

DALLAS, TX

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Search this name across graphsid dfx:ria:07484dde-e782-f4a4-a684-cb6166ef65b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 19, 1998
First registration: Aug 29, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3032557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Independent wealth	Jan 31, 2023	n/a	yes	DALLAS, TX	Current employment
HILLTOP SECURITIES INC.	Bd affiliated wealth	Aug 30, 2021	Apr 26, 2022	no	DALLAS, TX	Previous registration
PKS ADVISORY SERVICES, LLC	Independent wealth	May 12, 2021	Aug 18, 2021	no	ALBANY, NY	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Feb 10, 2021	no	IRVING, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Jun 13, 2019	Oct 25, 2019	no	DALLAS, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 20, 2006	Sep 19, 2012	no	PLANO, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 6, 2006	Jul 12, 2006	no	DALLAS, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 18, 2004	Feb 2, 2006	no	PLANO, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 29, 2002	Jun 2, 2004	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES INC.	TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Apr 26, 2022	Jan 31, 2023	280	Firm change	Ibd to RIA
PKS ADVISORY SERVICES, LLC	HILLTOP SECURITIES INC.	Aug 18, 2021	Aug 30, 2021	12	Firm change	RIA to ibd
AVANTAX ADVISORY SERVICES	PKS ADVISORY SERVICES, LLC	Feb 10, 2021	May 12, 2021	91	Firm change	Ibd to RIA
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd
UBS FINANCIAL SERVICES INC.	1ST GLOBAL ADVISORS INC	Sep 19, 2012	Jun 13, 2019	2,458	Firm change after gap	Wirehouse to ibd
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Jul 12, 2006	Jul 20, 2006	8	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Feb 2, 2006	Feb 6, 2006	4	Firm change	Ibd to wirehouse
MORGAN STANLEY DW INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 2, 2004	Jun 18, 2004	16	Firm change	Other

Relationships

Registered with (9)

→ TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 31, 2023 to presentfactForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Aug 30, 2021 to Apr 26, 2022factForm ADV
→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 12, 2021 to Aug 18, 2021factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Feb 10, 2021factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Jun 13, 2019 to Oct 25, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 20, 2006 to Sep 19, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 6, 2006 to Jul 12, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 18, 2004 to Feb 2, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 29, 2002 to Jun 2, 2004factForm ADV

Dated events

Occurred
Apr 26, 2022
Advisor changed firm
Casey Wayne Mason left Hilltop Securities Inc. for Texas Capital Bank Private Wealth Advisors (registered 2023-01-31)
Form ADVobserved 4 days ago