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RIA / WealthAdvisor18 years in industry

MICHAEL ADAM ROSEN

Advisor at NORTHSTAR ADVISORY GROUP, LLC

NEW HOPE, PA | NORTHFIELD, NJ

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Search this name across graphsid dfx:ria:074f6cbb-d71e-9b67-f41d-e5e0481d8e6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHSTAR ADVISORY GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 31, 2014
First registration: Nov 14, 2007
Dual registered: no
IAPD individual key: 4437494

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHSTAR ADVISORY GROUP, LLC	Independent wealth	Mar 9, 2020	n/a	yes	NORTHFIELD, NJ\|NEW HOPE, PA	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 12, 2018	Jul 6, 2020	no	Newtown, PA\|Doylestown, PA\|Northfield, NJ\|ATLANTA, GA	Previous registration
BCG SECURITIES, INC.	Independent wealth	Oct 22, 2015	Jul 12, 2018	no	NEWTOWN, PA\|CHERRY HILL, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 25, 2014	Oct 22, 2015	no	YARDLEY, PA	Previous registration
MORGAN STANLEY	Wirehouse	Apr 2, 2014	Dec 2, 2014	no	Lawrenceville, NJ	Previous registration
BEAR STEARNS ASSET MANAGEMENT INC.	No RAUM reported	Nov 14, 2007	Jan 9, 2009	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	NORTHSTAR ADVISORY GROUP, LLC	Jul 6, 2020	Mar 9, 2020	-119	Firm change after gap	Ibd to new firm
BCG SECURITIES, INC.	OSAIC ADVISORY SERVICES, LLC	Jul 12, 2018	Jul 12, 2018	0	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BCG SECURITIES, INC.	Oct 22, 2015	Oct 22, 2015	0	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 2, 2014	Nov 25, 2014	-7	Firm change	Wirehouse to wirehouse
BEAR STEARNS ASSET MANAGEMENT INC.	MORGAN STANLEY	Jan 9, 2009	Apr 2, 2014	1,909	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171070:306850:GA:2020-07-01	Jul 6, 2020	Mar 9, 2020	ATLANTA, GA	Firm change after gap
7691:70:PA:2015-10-22	Oct 22, 2015	Oct 22, 2015	YARDLEY, PA	Firm change

Relationships

Registered with (6)

→ NORTHSTAR ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Mar 9, 2020 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 12, 2018 to Jul 6, 2020factForm ADV
→ BCG SECURITIES, INC.Registered adviserregistration: previous registration
Oct 22, 2015 to Jul 12, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 25, 2014 to Oct 22, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 2, 2014 to Dec 2, 2014factForm ADV
→ BEAR STEARNS ASSET MANAGEMENT INC.Registered adviserregistration: previous registration
Nov 14, 2007 to Jan 9, 2009factForm ADV

Dated events

No dated event names this entity yet.