RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Michael Adam Rosen
- Title
- Senior Managing Partner & Wealth Advisor Chief Investment Officerreportedthenorthstaradvisorygroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Northstar Advisory Group, LLC independent RIA currentsince Mar 9, 2020 · Northfield, Nj
- Osaic Advisory Services, LLC BD affiliatedJul 12, 2018 to Jul 6, 2020 · Newtown, Pa
- Bcg Securities, Inc. independent RIAOct 22, 2015 to Jul 12, 2018 · Newtown, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 25, 2014 to Oct 22, 2015 · Yardley, Pa
- Morgan Stanley wirehouseApr 2, 2014 to Dec 2, 2014 · Lawrenceville, Nj
- Bear Stearns Asset Management Inc. no RAUMNov 14, 2007 to Jan 9, 2009 · New York, Ny
- Osaic Advisory Services, LLC to Northstar Advisory Group, LLCleft Jul 6, 2020, registered Mar 9, 2020 (-119 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Bcg Securities, Inc. to Osaic Advisory Services, LLCleft Jul 12, 2018, registered Jul 12, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bcg Securities, Inc.left Oct 22, 2015, registered Oct 22, 2015 (0 days) · Other · moved with a team
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 2, 2014, registered Nov 25, 2014 (-7 days) · Wirehouse to wirehouse
- Bear Stearns Asset Management Inc. to Morgan Stanleyleft Jan 9, 2009, registered Apr 2, 2014 (1909 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address