A••• J• D•••

Advisor at N••••• F••••••••

BAINTREE, MA | BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07527422-1b20-548a-ade4-4d9266ed7143

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• F••••••••	Independent wealth	Jul 21, 2025	n/a	yes	BRAINTREE, MA\|BAINTREE, MA	Current employment
U••• F•••••••• A•••••••	Former SEC adviser	Apr 28, 2022	Jul 25, 2025	no	WILMINGTON, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• A•••••••	N••••• F••••••••	Jul 25, 2025	Jul 21, 2025	-4	Firm change	RIA to new firm
P•• A•••••••• I•••	U••• F•••••••• A•••••••	Mar 5, 2019	Apr 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
108763:336725:DE:2025-07-25	Jul 25, 2025	Jul 21, 2025	WILMINGTON, DE	Firm change

Relationships

Registered with (6)

→ N••••• F••••••••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ U••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 28, 2022 to Jul 25, 2025factForm ADV
→ P•• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2018 to Mar 5, 2019factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Jul 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07527422-1b20-548a-ade4-4d9266ed7143
First observed: May 2, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.