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Advisor at ST. JAMES INVESTMENT ADVISORS, LLC
PORT JEFFERSON, NY | Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ST. JAMES INVESTMENT ADVISORS, LLC | Asset manager | Jun 20, 2021 | n/a | yes | PORT JEFFERSON, NY|Baltimore, MD | Current employment |
| ST. JAMES INVESTMENT COMPANY, LLC | Mixed wealth | Mar 7, 2013 | Sep 28, 2016 | no | HUNTINGTON BEACH, CA|NEW ORLEANS, LA|NEW ORLEANS, LA|PASS CHRISTIAN, MS | Previous registration |
| ST. JAMES INVESTMENT COMPANY, LLC | Mixed wealth | Nov 12, 2003 | Dec 17, 2012 | no | NEW ORLEANS, LA|HUNTINGTON BEACH, CA|NEW ORLEANS, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ST. JAMES INVESTMENT COMPANY, LLC | ST. JAMES INVESTMENT ADVISORS, LLC | Sep 28, 2016 | Jun 20, 2021 | 1,726 | Channel change | Other |