DFX Intelligence

R•••• N••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

R•••• N••••••• S•••

Advisor at E• W••••• A•••••••

San Francisco, CA | TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07c0d9c1-1710-a9bc-06f7-87bcf6651488

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Apr 8, 2025	n/a	yes	San Francisco, CA\|TORRANCE, CA	Current employment
P•••••••• W•••••• L••	Former SEC adviser	Feb 12, 2010	Jul 15, 2025	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• W•••••• L••	E• W••••• A•••••••	Jul 15, 2025	Apr 8, 2025	-98	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••••••• W•••••• L••	Feb 17, 2010	Feb 12, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
152436:111147:CA:2025-07-15	Jul 15, 2025	Apr 8, 2025	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (4)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Apr 8, 2025 to presentfactForm ADV
→ P•••••••• W•••••• L••Registered adviserregistration: previous registration
Feb 12, 2010 to Jul 15, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 4, 2008 to Feb 17, 2010factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jul 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07c0d9c1-1710-a9bc-06f7-87bcf6651488
First observed: May 17, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.