DFX Intelligence

O•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

O•••••• A••••••• L••

CRD 118608

NEW YORK, NY

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Search this name across graphsid dfx:ria:07f65392-9e05-83f9-d766-2c053a790d09

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 16
On other graphs: 5
Observed: Mar 7, 2012 to Aug 18, 2026
44 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O•••••• A••••••• L••

Venture manager · cited, shared crd

Independent Sponsorsidentity

O•••••• A••••••• L••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

O•••••• A••••••• L••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $21B••• Locked
Discretionary RAUM: $21B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 118

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••••• P•••••• I••••••••• I•• L•	Other Private Fund	$2.2B	Aug 18, 2026	293	Aug 3, 2022	reported	021-443751
O•••••• P••••••• I•• L•••	Hedge Fund	$2.1B	May 21, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• I••• S••	CHIEF FINANCIAL OFFICER	Na	yes	05/2019	May 23, 2019	Mar 27, 2024
B•••••• D••••• P•••	Member	Na	yes	01/2020	Feb 5, 2020	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••••• C•••••• L••	n/a	Former SEC adviser	$8.0B	N	yes	n/a
O•••••• A••••••• I•••• P•••••• L••••••	n/a	n/a	n/a	N	yes	n/a
O•••••• A••• G• I•• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Shanghai	n/a	China	13	no
Mumbai	n/a	India	10	no
SAN FRANCISCO	CA	United States	5	no
Central	n/a	Hong Kong	4	no
Herzliya	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$21B	$17B	18.9%	$18B	4.1%	118	118	6	6

Relationships

Affiliated with (4)

→ O•••••• C•••••• L••Registered adviserbank, pooled vehicle sponsor, common control
factForm ADV
← O•••••• C•••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← U•• E••••••••• M••••••••• L•••••Registered adviserother investment adviser, control
factForm ADV
← U•• J•••••• M••••••••• L•••••Registered adviserother investment adviser, control

Dated events

Occurred
Aug 18, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$685M
Occurred
Aug 18, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
$210M
Occurred
Aug 18, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
$101M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07f65392-9e05-83f9-d766-2c053a790d09
First observed: Mar 7, 2012
Last observed: Aug 18, 2026 36 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.