DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•••••• A••••••• L••
Latest filing Aug 18, 2026
First filing on the tape Mar 7, 2012 · 44 filings
SEC status approved since Apr 22, 2002
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
118
86 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
24
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$21B as of Aug 18, 2026
Mar 30, 2012$4.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 18, 2026
Apr 1, 20130 then
Employees (5.A)118 as of Aug 18, 2026
Apr 1, 201366 then
Private funds24 as of Aug 18, 2026
Mar 30, 201211 then
RAUM +19% over the last fiscal year+4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $644MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $18B, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18B for 30 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••••• P••••••• I•• L•••no longer reported | Hedge Fund | $2.1B | 541 | Mar 7, 2012 |
| O•••••• P•••••• I••••••••• I•• L• | Other Private Fund | $1.9B | 292 | Aug 3, 2022 |
| O•••••• A••• P••••••• I••• L••• | Other Private Fund | $1.8B | 117 | May 25, 2017 |
| O•••••• P•••••• I••••••••• V•••• L• | Other Private Fund | $1.7B | 186 | Nov 25, 2020 |
| O•••••• R•••••• • C••••• O••••••••• I•• L• | Private Equity Fund | $1.5B | 405 | Aug 3, 2022 |
| O•••••• P•••••• I••••••••• V••• L• | Other Private Fund | $1.4B | 145 | May 21, 2018 |
| O•••••• P•••••• I••••••••• V•• L• | Other Private Fund | $1.0B | 140 | Dec 3, 2015 |
| O•••••• R•••••• • C••••• O••••••••• I••• L• | Private Equity Fund | $968M | 113 | May 23, 2019 |
| O•••••• A••• P••••••• I•• L••• | Other Private Fund | $933M | 132 | May 22, 2020 |
| O•••••• P••••••• M••••• F••• L•••••• | Hedge Fund | $775M | 195 | Mar 7, 2012 |
| O•••••• A••• P••••••• V• L• | Other Private Fund | $733M | 95 | Aug 3, 2022 |
| O•••••• R•••••• • C••••• O••••••••• I• O•••••••• L• | Private Equity Fund | $589M | 135 | Feb 28, 2023 |
| O•••••• G••••• H••••••••• M••••• F•••• L••• | Hedge Fund | $542M | 18 | Feb 25, 2014 |
| O•••••• G•••••• M••••• F•••• L••• | Hedge Fund | $429M | 91 | Feb 5, 2020 |
| O•••••• I••••• P••••••• I•• L••• | Other Private Fund | $353M | 116 | Feb 23, 2016 |
| O•••••• P•••••• I••••••••• V• L• | Other Private Fund | $345M | 462 | Feb 25, 2014 |
| O•••••• A••• P••••••• I•• L••• | Other Private Fund | $213M | 415 | Nov 21, 2013 |
| O•••••• R•••••• O••••••••• I•• L• | Hedge Fund | $210M | 272 | May 28, 2015 |
| O•••••• P•••••• I••••••••• I•• L• | Other Private Fund | $101M | 158 | Mar 7, 2012 |
| O•••••• A••• P•••••••• L••• | Other Private Fund | $88.5M | 145 | Mar 7, 2012 |
| O•••••• P••••••• S••• L••• | Hedge Fund | $88.5M | 59 | Nov 14, 2022 |
| O•••••• P•••••••• L•••no longer reported | Hedge Fund | $86.0M | 54 | Mar 7, 2012 |
| R•••••• O••••••••• S•••••• | Hedge Fund | $85.4M | 194 | Mar 7, 2012 |
| O•••••• N•• H••••••• M••••• F•••• L••• | Hedge Fund | $76.6M | 84 | Aug 21, 2020 |
| O•••••• P•••••• I••••••••• I••• L• | Other Private Fund | $75.2M | 104 | Mar 7, 2012 |
| O•••••• I••••• P••••••• L•••••• P••••••••• | Other Private Fund | $54.4M | 76 | Mar 7, 2012 |
| O•••••• P•••••• I••••••••• I•• L•no longer reported | Other Private Fund | $28.0M | 89 | Mar 7, 2012 |
| O•••••• P•••••• I••••••••• I• •••• L•no longer reported | Other Private Fund | $10.0M | 98 | Mar 7, 2012 |
| O•••••• P•••••• I••••••••• L•no longer reported | Other Private Fund | $5.5M | 94 | Mar 7, 2012 |
| O•••••• A••••••••• I••• L• | Other Private Fund | $1.5M | 16 | Mar 7, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••• I••• S•• · Chief Financial Officercontrolsince 05/2019 · owns less than 5%
- B•••••• D••••• P••• · Membercontrolsince 01/2020 · owns less than 5%
- B••••• S•••• H•••• · Membercontrolsince 01/1998 · owns 25% to 50%
- C•••• D••••••• W• · Chief Compliance Officercontrolsince 02/2016 · owns less than 5%
- C•••••• A••••••••• M•••••• · General Counselcontrolsince 07/2010 · owns less than 5%
- G•••••• C•••• L•• · Membercontrolsince 01/1998 · owns 25% to 50%
- H••• G•••••••• C•••••••• · Membercontrolsince 01/2010 · owns 5% to 10%
- N••••• W••••••• C••••• · Membercontrolsince 01/2007 · owns 10% to 25%
- R••••• M••••••• S•••• · Membercontrolsince 01/2022 · owns less than 5%
- S••••••• C••••••• S••••••• · Membercontrolsince 04/2019 · owns less than 5%
- T•••••••• P••••• A•••••••• · Membercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- O•••••• A••••••• I•••• P•••••• L••••••bankpooled vehicle sponsorn
- O•••••• A••• G• I•• L•••bankpooled vehicle sponsorn
- O•••••• A••• G• I••• L•••bankpooled vehicle sponsorn
- O•••••• A••• G• I•• L•••bankpooled vehicle sponsorn
- O•••••• A••• G• V• L•••bankpooled vehicle sponsorn
- O•••••• A••• G•• L•••bankpooled vehicle sponsorn
- O•••••• C•••••• G• I• L••bankpooled vehicle sponsorn
- O•••••• C•••••• G• I• L••bankpooled vehicle sponsorn
- O•••••• C•••••• G• V• L••bankpooled vehicle sponsorn
- O•••••• C•••••• G• V• L••bankpooled vehicle sponsorn
- O•••••• C•••••• G• V•• L••bankpooled vehicle sponsorn
- O•••••• C•••••• G• V••• L••bankpooled vehicle sponsorn
- O•••••• C•••••• L••bankpooled vehicle sponsornRAUM $8.0B
- O•••••• G•••••• G• L••bankpooled vehicle sponsorn
- O•••••• I••••• B•••••• G• L•••••• P•••••••••bankpooled vehicle sponsorn
- O•••••• I••••• G• I•• L•••bankpooled vehicle sponsorn
- O•••••• I••••• P••••••• L••••••bankpooled vehicle sponsorn
- O•••••• N•• H••••••• G• L••bankpooled vehicle sponsorn
- O•••••• R•• I• L••bankpooled vehicle sponsorn
- O•••••• R•• I•• L••bankpooled vehicle sponsorn
- O•••••• R•• I• L••bankpooled vehicle sponsorn
Advisers that list O•••••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Shanghai, China13 employees
- Mumbai, India10 employees
- San Francisco, CA5 employees
- Central, Hong Kong4 employees
- Herzliya, Israel4 employees
- London, United Kingdom2 employees
What changed
consecutive filings, newest first
- Private funds · 23 to 24Mar 25, 2026 to Aug 18, 2026
- Accounts · 31 to 32Feb 25, 2026 to Mar 25, 2026
- Pooled vehicle clients · 31 to 32Feb 25, 2026 to Mar 25, 2026
- Assets in custody · $15B to $18BFeb 25, 2026 to Mar 25, 2026
- Private funds · 24 to 23Feb 25, 2026 to Mar 25, 2026
- Discretionary RAUM · $17B to $21BFeb 25, 2026 to Mar 25, 2026
- Pooled vehicle RAUM · $17B to $21BFeb 25, 2026 to Mar 25, 2026
- RAUM · $17B to $21BFeb 25, 2026 to Mar 25, 2026
- Private funds · 22 to 24Jul 23, 2025 to Feb 25, 2026
- Financial planning clients · unset to Mar 26, 2025 to Jul 23, 2025
- Advisory employees · 83 to 86Mar 27, 2024 to Mar 26, 2025
- Assets in custody · $15B to $15BMar 27, 2024 to Mar 26, 2025
- Employees · 112 to 118Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $18B to $17BMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $18B to $17BMar 27, 2024 to Mar 26, 2025
- RAUM · $18B to $17BMar 27, 2024 to Mar 26, 2025
- Accounts · 33 to 31Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 79 to 83Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 33 to 31Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $15B to $15BMar 29, 2023 to Mar 27, 2024
- Employees · 106 to 112Mar 29, 2023 to Mar 27, 2024
- Other offices · 5 to 6Mar 29, 2023 to Mar 27, 2024
- Private funds · 24 to 22Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $18B to $18BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $18B to $18BMar 29, 2023 to Mar 27, 2024
- RAUM · $18B to $18BMar 29, 2023 to Mar 27, 2024
- Accounts · 32 to 33Feb 28, 2023 to Mar 29, 2023
- Advisory employees · 73 to 79Feb 28, 2023 to Mar 29, 2023
- Pooled vehicle clients · 32 to 33Feb 28, 2023 to Mar 29, 2023
- Assets in custody · $13B to $15BFeb 28, 2023 to Mar 29, 2023
- Employees · 98 to 106Feb 28, 2023 to Mar 29, 2023
- Private funds · 25 to 24Feb 28, 2023 to Mar 29, 2023
- Discretionary RAUM · $17B to $18BFeb 28, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $17B to $18BFeb 28, 2023 to Mar 29, 2023
- RAUM · $17B to $18BFeb 28, 2023 to Mar 29, 2023
- Private funds · 24 to 25Nov 14, 2022 to Feb 28, 2023
- Private funds · 23 to 24Aug 3, 2022 to Nov 14, 2022
- Private funds · 20 to 23Mar 23, 2022 to Aug 3, 2022
- Advisory employees · 75 to 73Jan 7, 2022 to Mar 23, 2022
- Assets in custody · $17B to $13BJan 7, 2022 to Mar 23, 2022
Signals
8 dated events
- S•••• M•••••• R•••• (Member) appeared on Schedule A of O•••••• A••••••• L••Jan 7, 2022 · Control person joined · fact
- A•••••••• P•••• T••••••• (Member) appeared on Schedule A of O•••••• A••••••• L••Jan 7, 2022 · Control person joined · fact
- Todd Jonathan Silverstein (Member) no longer on Schedule A of O•••••• A••••••• L•• (listed 2021-03-30, absent 2022-01-07)Jan 7, 2022 · Control person left · inference
- O•••••• A••••••• L•• reported RAUM $21.4B, up 44% from $14.9B (2020-11-25 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Paul David Bonita (Member) appeared on Schedule A of O•••••• A••••••• L••Feb 5, 2020 · Control person joined · fact
- Sam Block Iii (Chief Financial Officer) appeared on Schedule A of O•••••• A••••••• L••May 23, 2019 · Control person joined · fact
- Dean Evan Sotiriou (Chief Financial Officer) no longer on Schedule A of O•••••• A••••••• L•• (listed 2019-03-29, absent 2019-05-23)May 23, 2019 · Control person left · inference
- Scotland Charles Stevens (Executive Officer) appeared on Schedule A of O•••••• A••••••• L••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- O•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•••••• A••••••• L•• · Private Equityshared crd · organization
- O•••••• A••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- O••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-739-6400reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026