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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Patrick Scanlon

Advisor at VEST FINANCIAL LLC

WENHAM, MA | MCLEAN, VA

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Search this name across graphsid dfx:ria:08026081-09aa-a0ea-2a94-a4d303654950

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VEST FINANCIAL LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 13, 2008
First registration: Jun 25, 2010
Dual registered: yes, broker-dealer
Other names: PATRICK WILLIAM SCANLON
IAPD individual key: 5455697

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VEST FINANCIAL LLC	Asset manager	May 7, 2025	n/a	yes	WENHAM, MA\|MCLEAN, VA	Current employment
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Jan 23, 2020	Jan 24, 2024	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	May 29, 2019	Jan 10, 2020	no	BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Jun 25, 2010	Oct 28, 2013	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PUTNAM INVESTMENT MANAGEMENT, LLC	VEST FINANCIAL LLC	Jan 24, 2024	May 7, 2025	469	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	PUTNAM INVESTMENT MANAGEMENT, LLC	Jan 10, 2020	Jan 23, 2020	13	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Oct 28, 2013	May 29, 2019	2,039	Firm change after gap	Other

Relationships

Registered with (4)

→ VEST FINANCIAL LLCRegistered adviserregistration: current employment
May 7, 2025 to presentfactForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 23, 2020 to Jan 24, 2024factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
May 29, 2019 to Jan 10, 2020factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Jun 25, 2010 to Oct 28, 2013factForm ADV

Dated events

Occurred
Jan 24, 2024
Advisor changed firm
Patrick Scanlon left Putnam Investment Management, Llc for Vest Financial Llc (registered 2025-05-07)
Form ADVobserved 5 days ago