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RIA / WealthAdvisor14 years in industry

Arthur Jacob Winston

Advisor at COLDSTREAM WEALTH MANAGEMENT

Seattle, WA | BELLEVUE, WA

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Search this name across graphsid dfx:ria:08030e95-0d1e-871c-24f4-7d8ab30d5469

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COLDSTREAM WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 14, 2012
First registration: Jun 11, 2014
Dual registered: no
Other names: ARTHUR JACOB WINSSON|JAY WINSTON|Arthur Jacob Winston|Arthur Winston
IAPD individual key: 6101069

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COLDSTREAM WEALTH MANAGEMENT	Independent wealth	Nov 10, 2022	n/a	yes	BELLEVUE, WA\|Seattle, WA	Current employment
WAYFINDING FINANCIAL, LLC	Independent wealth	May 7, 2021	Oct 10, 2022	no	LYNNWOOD, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 23, 2018	Apr 20, 2021	no	SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 5, 2016	Mar 21, 2018	no	TACOMA, WA\|Seattle, WA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 11, 2014	Jul 27, 2015	no	HAMPSTEAD, NH\|SALEM, MA\|WALTHAM, MA\|Salem, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WAYFINDING FINANCIAL, LLC	COLDSTREAM WEALTH MANAGEMENT	Oct 10, 2022	Nov 10, 2022	31	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WAYFINDING FINANCIAL, LLC	Apr 20, 2021	May 7, 2021	17	Firm change	Wirehouse to RIA
VOYA FINANCIAL ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 21, 2018	Mar 23, 2018	2	Firm change	Other
PRINCIPAL SECURITIES, INC.	VOYA FINANCIAL ADVISORS, INC.	Jul 27, 2015	Jan 5, 2016	162	Firm change	Other

Relationships

Registered with (5)

→ COLDSTREAM WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ WAYFINDING FINANCIAL, LLCRegistered adviserregistration: previous registration
May 7, 2021 to Oct 10, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 23, 2018 to Apr 20, 2021factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2016 to Mar 21, 2018factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 11, 2014 to Jul 27, 2015factForm ADV

Dated events

Occurred
Oct 10, 2022
Advisor changed firm
Arthur Jacob Winston left Wayfinding Financial, Llc for Coldstream Wealth Management (registered 2022-11-10)
Form ADVobserved 5 days ago