DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Arthur Jacob Winston
Feed of 09/15/2026
Also filed as Arthur Jacob Winsson
At current firm
3 y
since Nov 10, 2022
In the industry
14 y
since Sep 14, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Coldstream Wealth Management independent RIA currentsince Nov 10, 2022 · Bellevue, Wa
- Wayfinding Financial, LLC independent RIAMay 7, 2021 to Oct 10, 2022 · Lynnwood, Wa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 23, 2018 to Apr 20, 2021 · Seattle, Wa
- Voya Financial Advisors, Inc. BD affiliatedJan 5, 2016 to Mar 21, 2018 · Tacoma, Wa
- Principal Securities, Inc. BD affiliatedJun 11, 2014 to Jul 27, 2015 · Hampstead, Nh
Moves
a registration end followed by a registration begin elsewhere
- Wayfinding Financial, LLC to Coldstream Wealth Managementleft Oct 10, 2022, registered Nov 10, 2022 (31 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wayfinding Financial, LLCleft Apr 20, 2021, registered May 7, 2021 (17 days) · Wirehouse to independent RIA
- Voya Financial Advisors, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 21, 2018, registered Mar 23, 2018 (2 days) · Other
- Principal Securities, Inc. to Voya Financial Advisors, Inc.left Jul 27, 2015, registered Jan 5, 2016 (162 days) · Other
Signals
- Arthur Jacob Winston left Wayfinding Financial, Llc for Coldstream Wealth Management (registered 2022-11-10)Oct 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address