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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

DANIEL W ROWLES

Advisor at PRIVATE ADVISOR GROUP, LLC

Dover, DE | Bethany Beach, DE | Newark, DE | MORRISTOWN, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 25, 2004
First registration: Mar 12, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4748143

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Dec 12, 2011	n/a	yes	MORRISTOWN, NJ\|Newark, DE\|Dover, DE\|Bethany Beach, DE	Current employment
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Sep 8, 2009	Dec 12, 2011	no	DOVER, DE\|NEW WOODSTOCK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 31, 2005	Sep 9, 2009	no	DOVER, DE\|DOVER, DE	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 26, 2004	Apr 28, 2005	no	WILMINGTON, DE	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 12, 2004	Jun 18, 2004	no	MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RIDGEWAY CONGER ADVISORY SERVICES	PRIVATE ADVISOR GROUP, LLC	Dec 12, 2011	Dec 12, 2011	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RIDGEWAY CONGER ADVISORY SERVICES	Sep 9, 2009	Sep 8, 2009	-1	Firm change	Other
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 28, 2005	May 31, 2005	33	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	PNC WEALTH MANAGEMENT	Jun 18, 2004	Jul 26, 2004	38	Firm change	Other

Relationships

Registered with (5)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Dec 12, 2011 to presentfactForm ADV
→ RIDGEWAY CONGER ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 8, 2009 to Dec 12, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 31, 2005 to Sep 9, 2009factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 26, 2004 to Apr 28, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 12, 2004 to Jun 18, 2004factForm ADV

Dated events

No dated event names this entity yet.