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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DAVID PAUL KOCSIS

Advisor at PEAK WEALTH SOLUTIONS

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:0859e152-0013-44fd-23b3-1b021f217580

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Nov 16, 2000
First registration: May 23, 2008
Dual registered: yes, broker-dealer
Other names: DAVID PAUL KOCSIS
IAPD individual key: 4203137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK WEALTH SOLUTIONS	Independent wealth	Aug 1, 2016	n/a	yes	PEPPER PIKE, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 26, 2013	Aug 11, 2016	no	PEPPER PIKE, OH\|MORRISTOWN, NJ\|HIGHLAND HEIGHTS, OH	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Nov 20, 2013	Jul 29, 2016	no	PEPPER PIKE, OH\|MORRISTOWN, NJ	Previous registration
VALMARK ADVISERS, INC.	Bd affiliated wealth	May 23, 2008	Nov 19, 2013	no	ROCKY RIVER, OH\|WESTLAKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PEAK WEALTH SOLUTIONS	Aug 11, 2016	Aug 1, 2016	-10	Firm change	Other
PRIVATE ADVISOR GROUP, LLC	LPL FINANCIAL LLC	Jul 29, 2016	Nov 26, 2013	-976	Firm change after gap	Other
VALMARK ADVISERS, INC.	PRIVATE ADVISOR GROUP, LLC	Nov 19, 2013	Nov 20, 2013	1	Firm change	Other

Relationships

Registered with (4)

→ PEAK WEALTH SOLUTIONSRegistered adviserregistration: current employment
Aug 1, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 26, 2013 to Aug 11, 2016factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Nov 20, 2013 to Jul 29, 2016factForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
May 23, 2008 to Nov 19, 2013factForm ADV

Dated events

No dated event names this entity yet.