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Advisor at PFG ADVISORS
Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Nov 24, 2020 | n/a | yes | Gilbert, AZ | Current employment |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Feb 6, 2018 | Nov 20, 2020 | no | MISSION, KS|KANSAS CITY, MO|LIBERTY, MO|OTTAWA, KS|OVERLAND PARK, KS|BLUE SPRINGS, MO|INDEPENDENCE, MO|LEE'S SUMMIT, MO|LEE'S SUMMIT, MO|OVERLAND PARK, KS|TEMPE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 23, 2014 | Feb 9, 2018 | no | CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | PFG ADVISORS | Nov 20, 2020 | Nov 24, 2020 | 4 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Feb 9, 2018 | Feb 6, 2018 | -3 | Firm change | Wirehouse to ibd |