RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••• B•••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Jul 25, 2019 · Schaumburg, Il
- F•••• H•••••••• C••••••••• I••• BD affiliatedJun 28, 2007 to Nov 3, 2017 · Skokie, Il
- S•••••••• F•••••••• S•••••••• L•• i••••••••• wealthAug 7, 2003 to Jul 26, 2019 · Skokie, Il
- C••••••••• A•••••••• I•• formerJun 11, 2002 to Jul 28, 2003 · Chicago, Il
- S•••••••• F•••••••• S•••••••• L•• to F•••• H•••••••• C••••••••• I•••left Jul 26, 2019, registered Jun 28, 2007 (-4411 days) · Other
- F•••• H•••••••• C••••••••• I••• to I••••••••• F•••••••• P•••••••left Nov 3, 2017, registered Jul 25, 2019 (629 days) · Other
- C••••••••• A•••••••• I•• to S•••••••• F•••••••• S•••••••• L••left Jul 28, 2003, registered Aug 7, 2003 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address