DFX Intelligence

T••••• O••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

T••••• O••••• M••••

Advisor at A••••••• W••••• A•••••••

ATLANTA, GA

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Search this name across graphsid dfx:ria:09979e7f-86eb-f890-5784-9fc446060d98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Mar 19, 2024	n/a	yes	ATLANTA, GA	Current employment
C•••••• I••••••••• A•••••••• L••	Independent wealth	Aug 1, 2011	Feb 13, 2024	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• S••••••••• I•••	C•••••• I••••••••• A•••••••• L••	Feb 13, 2024	Aug 1, 2011	-4,579	Firm change after gap	Other
C•••••• I••••••••• A•••••••• L••	A••••••• W••••• A•••••••	Feb 13, 2024	Mar 19, 2024

Relationships

Registered with (4)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 19, 2024 to presentfactForm ADV
→ W••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2008 to Feb 13, 2024factForm ADV
→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2011 to Feb 13, 2024factForm ADV
→ C•••••• I••••••••• A••••••• L••Registered adviser

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09979e7f-86eb-f890-5784-9fc446060d98
First observed: Oct 15, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.