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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Bart Hartman

Advisor at J.P. MORGAN SECURITIES LLC

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:0a394e47-75aa-f856-8bdd-eb9c44988d7a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 5, 2006
First registration: Oct 10, 2012
Dual registered: yes, broker-dealer
Other names: BART HARTMAN|Bart Russell Hartman|BART R HARTMAN
IAPD individual key: 4967782

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 23, 2026	n/a	yes	WEST PALM BEACH, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 25, 2016	Jan 22, 2026	no	LAKE WORTH, FL\|Lake Worth, FL\|PALM BEACH GARDENS, FL\|LAKE WORTH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|LAKE WORTH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL	Previous registration
THE RETIREMENT READINESS INSTITUTE	State registered	Nov 10, 2015	Apr 22, 2016	no	Tequesta, FL\|BOCA RATON, FL	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 22, 2013	Oct 30, 2015	no	CHARLOTTE, NC\|NORTH PALM BEACH, FL\|JUPITER, FL\|PALM BEACH GARDENS, FL\|JUPITER, FL\|TEQUESTA, FL\|JUPITER, FL\|CORAL SPRINGS, FL\|WEST PALM BEACH, FL\|LAKE WORTH, FL\|PALM BEACH GARDENS, FL\|RIVIERA BEACH, FL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 10, 2012	Oct 15, 2013	no	MILLERSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Jan 22, 2026	Jan 23, 2026	1	Firm change	Wirehouse to wirehouse
THE RETIREMENT READINESS INSTITUTE	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 22, 2016	Mar 25, 2016	-28	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	THE RETIREMENT READINESS INSTITUTE	Oct 30, 2015	Nov 10, 2015	11	Firm change	Other
CETERA INVESTMENT SERVICES LLC	BB&T INVESTMENT SERVICES, INC.	Oct 15, 2013	Oct 22, 2013	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:79:FL:2026-01-02	Jan 22, 2026	Jan 23, 2026	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 25, 2016 to Jan 22, 2026factForm ADV
→ THE RETIREMENT READINESS INSTITUTERegistered adviserregistration: previous registration
Nov 10, 2015 to Apr 22, 2016factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 22, 2013 to Oct 30, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 10, 2012 to Oct 15, 2013factForm ADV

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
Bart Hartman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2026-01-23)
Form ADVobserved 6 days ago