DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bart Hartman
Feed of 09/14/2026
Also filed as Bart Hartman
At current firm
0 y
since Jan 23, 2026
In the industry
20 y
since May 5, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jan 23, 2026 · West Palm Beach, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 25, 2016 to Jan 22, 2026 · Lake Worth, Fl
- The Retirement Readiness Institute state registeredNov 10, 2015 to Apr 22, 2016 · Tequesta, Fl
- Bb&T Investment Services, Inc. formerOct 22, 2013 to Oct 30, 2015 · Charlotte, Nc
- Cetera Investment Services LLC formerOct 10, 2012 to Oct 15, 2013 · Millersburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLCleft Jan 22, 2026, registered Jan 23, 2026 (1 days) · Wirehouse to wirehouse · moved with a team
- The Retirement Readiness Institute to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 22, 2016, registered Mar 25, 2016 (-28 days) · Other
- Bb&T Investment Services, Inc. to The Retirement Readiness Instituteleft Oct 30, 2015, registered Nov 10, 2015 (11 days) · Other
- Cetera Investment Services LLC to Bb&T Investment Services, Inc.left Oct 15, 2013, registered Oct 22, 2013 (7 days) · Other
Signals
- Bart Hartman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2026-01-23)Jan 22, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address