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Advisor at GATEWAY WEALTH PARTNERS, LLC
APPLETON, WI | Rancho Mirage, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GATEWAY WEALTH PARTNERS, LLC | Independent wealth | Dec 16, 2025 | n/a | yes | APPLETON, WI|Rancho Mirage, CA | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Sep 9, 2024 | Dec 15, 2025 | no | RANCHO MIRAGE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 12, 2024 | Sep 11, 2024 | no | PHOENIX, AZ|SCOTTSDALE, AZ|PHOENIX, AZ | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Apr 26, 2022 | Jan 2, 2024 | no | KENNEWICK, WA|OLYMPIA, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | Dec 22, 2021 | no | OVERLAND PARK, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | May 3, 2019 | Jul 21, 2021 | no | OVERLAND PARK, KS|Kennewick, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | Apr 21, 2016 | Mar 5, 2019 | no | SEATTLE, WA|KENNEWICK, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 24, 2013 | May 9, 2016 | no | Kennewick, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | GATEWAY WEALTH PARTNERS, LLC | Dec 15, 2025 | Dec 16, 2025 | 1 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Sep 11, 2024 | Sep 9, 2024 | -2 | Firm change | Wirehouse to RIA |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 2, 2024 | Jun 12, 2024 | 162 | Firm change | RIA to wirehouse |
| LPL FINANCIAL LLC | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Dec 22, 2021 | Apr 26, 2022 | 125 | Firm change | Ibd to RIA |
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | WADDELL & REED | May 9, 2016 | Apr 21, 2016 | -18 | Firm change | Other |