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RIA / WealthAdvisor34 years in industry

MARK DAVID HOLLICK

Advisor at JOHNSON INVESTMENT COUNSEL, INC.

WILMETTE, IL | CINCINNATI, OH

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Search this name across graphsid dfx:ria:0a923e63-50d4-68b1-92ff-2c30a5a180d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHNSON INVESTMENT COUNSEL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 1, 1992
First registration: Oct 18, 2004
Dual registered: no
Other names: MARK D HOLLICK
IAPD individual key: 2217097

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHNSON INVESTMENT COUNSEL, INC.	Independent wealth	Aug 1, 2025	n/a	yes	CINCINNATI, OH\|WILMETTE, IL	Current employment
PAYDEN & RYGEL	Other adviser	May 10, 2023	Nov 14, 2024	no	Wilmette, IL\|LOS ANGELES, CA	Previous registration
NATIXIS ADVISORS, LLC	Bd affiliated wealth	Jan 15, 2010	May 3, 2023	no	BOSTON, MA\|WILMETTE, IL	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Nov 12, 2008	Jan 12, 2010	no	BOSTON, MA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 20, 2006	Apr 2, 2007	no	BOSTON, MA	Previous registration
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Oct 18, 2004	Apr 20, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PAYDEN & RYGEL	JOHNSON INVESTMENT COUNSEL, INC.	Nov 14, 2024	Aug 1, 2025	260	Firm change	Other
NATIXIS ADVISORS, LLC	PAYDEN & RYGEL	May 3, 2023	May 10, 2023	7	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	NATIXIS ADVISORS, LLC	Jan 12, 2010	Jan 15, 2010	3	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Apr 2, 2007	Nov 12, 2008	590	Firm change after gap	Other
AMUNDI ASSET MANAGEMENT US, INC.	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Apr 20, 2006	Apr 20, 2006	0	Bulk transfer	Other

Relationships

Registered with (6)

→ JOHNSON INVESTMENT COUNSEL, INC.Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ PAYDEN & RYGELRegistered adviserregistration: previous registration
May 10, 2023 to Nov 14, 2024factForm ADV
→ NATIXIS ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 15, 2010 to May 3, 2023factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Nov 12, 2008 to Jan 12, 2010factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 20, 2006 to Apr 2, 2007factForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Oct 18, 2004 to Apr 20, 2006factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
Mark David Hollick left Payden & Rygel for Johnson Investment Counsel, Inc. (registered 2025-08-01)
Form ADVobserved 6 days ago
Occurred
May 3, 2023
Advisor changed firm
Mark David Hollick left Natixis Advisors, Llc for Payden & Rygel (registered 2023-05-10)
Form ADVobserved 6 days ago