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RIA / WealthAdvisor21 years in industry

DAVID MICHAEL GERASIN

Advisor at STEELE STREET CAPITAL LLC

PORTSMOUTH, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEELE STREET CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 11, 2004
First registration: Oct 12, 2004
Dual registered: no
Other names: DAVID M GERASIN
IAPD individual key: 4775582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEELE STREET CAPITAL LLC	Independent wealth	Sep 24, 2024	n/a	yes	PORTSMOUTH, NH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2012	Sep 27, 2024	no	KITTERY, ME\|PORTSMOUTH, NH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 13, 2012	no	PORTSMOUTH, NH\|PORTSMOUTH, NH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 17, 2008	Jun 1, 2009	no	PORTSMOUTH, NH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 12, 2004	Oct 21, 2008	no	PORTSMOUTH, NH\|PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STEELE STREET CAPITAL LLC	Sep 27, 2024	Sep 24, 2024	-3	Firm change	Wirehouse to new firm
MORGAN STANLEY	WELLS FARGO ADVISORS	Jul 13, 2012	Jun 15, 2012	-28	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Oct 21, 2008	Oct 17, 2008	-4	Firm change	Other

Relationships

Registered with (5)

→ STEELE STREET CAPITAL LLCRegistered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2012 to Sep 27, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 13, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 17, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 12, 2004 to Oct 21, 2008factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
David Michael Gerasin left Wells Fargo Advisors for Steele Street Capital Llc (registered 2024-09-24)
Form ADVobserved 4 days ago