DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• M•••••• G••••••

S••••• S••••• C•••••• L••independent RIAPortsmouth, NhIA-onlyIAPD 4775582

Feed of 09/14/2026

Also filed as D•••• M G••••••

At current firm

1 y

since Sep 24, 2024

In the industry

21 y

since Oct 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: CEOreportedsteelestreetcapital.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••••• S••••• C•••••• L•• independent RIA current
since Sep 24, 2024 · Portsmouth, Nh
W•••• F•••• A••••••• wirehouse
Jun 15, 2012 to Sep 27, 2024 · Kittery, Me
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 13, 2012 · Portsmouth, Nh
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 17, 2008 to Jun 1, 2009 · Portsmouth, Nh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 12, 2004 to Oct 21, 2008 · Portsmouth, Nh

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S••••• S••••• C•••••• L••
left Sep 27, 2024, registered Sep 24, 2024 (-3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
M••••• S•••••• to W•••• F•••• A•••••••
left Jul 13, 2012, registered Jun 15, 2012 (-28 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Oct 21, 2008, registered Oct 17, 2008 (-4 days) · Other

Signals

D•••• M•••••• G•••••• left W•••• F•••• A••••••• for S••••• S••••• C•••••• L•• (registered 2024-09-24)
Sep 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address