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Advisor at INDEPENDENCE SQUARE HOLDINGS, LLC
KING OF PRUSSIA, PA | BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENCE SQUARE HOLDINGS, LLC | Independent wealth | Jan 17, 2020 | n/a | yes | KING OF PRUSSIA, PA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 20, 2012 | n/a | yes | KING OF PRUSSIA, PA|BERWYN, PA | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Apr 25, 2018 | Jan 14, 2020 | no | Wayne, PA|MORRISTOWN, NJ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 14, 2007 | Aug 23, 2010 | no | WAYNE, PA|WAYNE, PA | Previous registration |
| THE WHARTON ADVISORY GROUP, LLC | Former SEC adviser | Apr 28, 2006 | Jul 19, 2018 | no | WAYNE, PA | Previous registration |
| THE WHARTON ADVISORY GROUP, LLC | Former SEC adviser | Nov 6, 2002 | Dec 31, 2005 | no | WAYNE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | Jan 14, 2020 | Jan 17, 2020 | 3 | Firm change | RIA to new firm |
| THE WHARTON ADVISORY GROUP, LLC | FSC SECURITIES CORPORATION | Jul 19, 2018 | Dec 14, 2007 | -3,870 | Firm change after gap | Other |
| FSC SECURITIES CORPORATION | LPL FINANCIAL LLC | Aug 23, 2010 | Aug 20, 2012 | 728 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155216:300139:NJ:2020-01-14 | Jan 14, 2020 | Jan 17, 2020 | MORRISTOWN, NJ | Firm change |
| 120522:7461:PA:2018-07-05 | Jul 19, 2018 | Dec 14, 2007 | WAYNE, PA | Firm change after gap |