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RIA / WealthAdvisor35 years in industry

JAMES NICHOLAS VOLPE

Advisor at REDHAWK WEALTH ADVISORS, INC.

HENDERSON, NV | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:0ad7b382-aa2c-af68-4173-1471eb01f911

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REDHAWK WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 20, 2004
First registration: Jan 3, 2005
Dual registered: no
IAPD individual key: 4553675

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Jan 1, 2025	n/a	yes	MINNEAPOLIS, MN\|HENDERSON, NV	Current employment
ARCHER INVESTMENT CORPORATION	Independent wealth	Jan 9, 2019	Feb 15, 2024	no	Henderson, NV\|CARMEL, IN	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jun 6, 2012	Dec 21, 2018	no	HENDERSON, NV\|HENDERSON, NV	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Aug 26, 2009	Jun 5, 2012	no	LAS VEGAS, NV	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 3, 2008	Jul 9, 2009	no	HENDERSON, NV	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jan 3, 2005	Jan 25, 2008	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARCHER INVESTMENT CORPORATION	REDHAWK WEALTH ADVISORS, INC.	Feb 15, 2024	Jan 1, 2025	321	Firm change	RIA to RIA
AVANTAX ADVISORY SERVICES	ARCHER INVESTMENT CORPORATION	Dec 21, 2018	Jan 9, 2019	19	Firm change	Ibd to RIA
PLANMEMBER SECURITIES CORPORATION	AVANTAX ADVISORY SERVICES	Jun 5, 2012	Jun 6, 2012	1	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	PLANMEMBER SECURITIES CORPORATION	Jul 9, 2009	Aug 26, 2009	48	Firm change	Other
ESI FINANCIAL ADVISORS	SECURITIES AMERICA ADVISORS, INC.	Jan 25, 2008	Jul 3, 2008	160	Firm change	Other

Relationships

Registered with (6)

→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ ARCHER INVESTMENT CORPORATIONRegistered adviserregistration: previous registration
Jan 9, 2019 to Feb 15, 2024factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 6, 2012 to Dec 21, 2018factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 26, 2009 to Jun 5, 2012factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 3, 2008 to Jul 9, 2009factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2005 to Jan 25, 2008factForm ADV

Dated events

Occurred
Feb 15, 2024
Advisor changed firm
James Nicholas Volpe left Archer Investment Corporation for Redhawk Wealth Advisors, Inc. (registered 2025-01-01)
Form ADVobserved 6 days ago