DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Nicholas Volpe

Redhawk Wealth Advisors, Inc.independent RIAHenderson, Nv IA-onlyIAPD 4553675

Feed of 09/14/2026

At current firm

1 y

since Jan 1, 2025

In the industry

35 y

since May 1, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Redhawk Wealth Advisors, Inc. independent RIA current
since Jan 1, 2025 · Minneapolis, Mn
Archer Investment Corporation independent RIA
Jan 9, 2019 to Feb 15, 2024 · Henderson, Nv
Avantax Advisory Services former
Jun 6, 2012 to Dec 21, 2018 · Henderson, Nv
Planmember Securities Corporation independent RIA
Aug 26, 2009 to Jun 5, 2012 · Las Vegas, Nv
Securities America Advisors, Inc. former
Jul 3, 2008 to Jul 9, 2009 · Henderson, Nv
Esi Financial Advisors independent RIA
Jan 3, 2005 to Jan 25, 2008 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Archer Investment Corporation to Redhawk Wealth Advisors, Inc.
left Feb 15, 2024, registered Jan 1, 2025 (321 days) · RIA to RIA
Avantax Advisory Services to Archer Investment Corporation
left Dec 21, 2018, registered Jan 9, 2019 (19 days) · Affiliated broker-dealer or bank to independent RIA
Planmember Securities Corporation to Avantax Advisory Services
left Jun 5, 2012, registered Jun 6, 2012 (1 days) · Other
Securities America Advisors, Inc. to Planmember Securities Corporation
left Jul 9, 2009, registered Aug 26, 2009 (48 days) · Other
Esi Financial Advisors to Securities America Advisors, Inc.
left Jan 25, 2008, registered Jul 3, 2008 (160 days) · Other

Signals

James Nicholas Volpe left Archer Investment Corporation for Redhawk Wealth Advisors, Inc. (registered 2025-01-01)
Feb 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address