DFX Intelligence

P••••• E••••• W•••••• J••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

P••••• E••••• W•••••• J••

Advisor at S•••••••• F•••••••• C•••••••• L••

Fort Worth, TX

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Search this name across graphsid dfx:ria:0b0d27fc-fb43-0fc1-697d-116afafb1747

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Feb 5, 2019	n/a	yes	Fort Worth, TX	Current employment
W•• W••••• A•••••••	Former SEC adviser	Mar 31, 2009	Jul 26, 2019	no	FORT WORTH, TX\|Fort Worth, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• W••••• A•••••••	S•••••••• F•••••••• C•••••••• L••	Jul 26, 2019	Feb 5, 2019	-171	Firm change after gap	RIA to RIA
U•• F•••••••• S••••••• I•••	W•• W••••• A•••••••	Aug 28, 2003	Mar 31, 2009

Relationships

Registered with (3)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
Feb 5, 2019 to presentfactForm ADV
→ W•• W••••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2009 to Jul 26, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2000 to Aug 28, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b0d27fc-fb43-0fc1-697d-116afafb1747
First observed: Aug 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.