DFX Intelligence

B••••• D•••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••••• D•••• V••••••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

SCOTTSDALE, AZ | BRADENTON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b52c278-324a-4e97-0e48-650d41a93e32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Apr 9, 2026	n/a	yes	BRADENTON, FL\|SCOTTSDALE, AZ	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	May 30, 2019	Sep 1, 2023	no	SCOTTSDALE, AZ\|ST. PETERSBURG, FL\|ST. PETERSBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	S•••••••• F••••••••• I•••	Mar 31, 2026	May 30, 2019	-2,497	Firm change after gap	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Jan 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7461:421:FL:2023-11-03	Nov 3, 2023	May 30, 2019	ST PETERSBURG, FL	Firm change after gap
133763:7461:FL:2023-09-01	Sep 1, 2023	May 30, 2019	ST PETERSBURG, FL	Firm change after gap
169988:107319:FL:2018-03-08	Mar 8, 2018	Apr 26, 2018	SARASOTA, FL	Firm change

Relationships

Registered with (8)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
May 9, 2019 to Mar 31, 2026factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 30, 2019 to Jan 19, 2024factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b52c278-324a-4e97-0e48-650d41a93e32
First observed: Feb 1, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.