DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brooks David Vanderzee
United Planners' Financial Services Of America A Limited Partnerindependent RIAScottsdale, Az dual registrantIAPD 2867317
Feed of 09/14/2026
At current firm
0 y
since Apr 9, 2026
In the industry
29 y
since Jun 6, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- United Planners' Financial Services Of America A Limited Partner independent RIA currentsince Apr 9, 2026 · Bradenton, Fl
- Sagepoint Financial, Inc. formerMay 30, 2019 to Sep 1, 2023 · Scottsdale, Az
- Fsc Securities Corporation formerMay 30, 2019 to Nov 3, 2023 · Atlanta, Ga
- Woodbury Financial Services, Inc. formerMay 30, 2019 to Jan 19, 2024 · Oakdale, Mn
- Osaic Wealth, Inc. BD affiliatedMay 9, 2019 to Mar 31, 2026 · St. Petersburg, Fl
- Transamerica Retirement Advisors, LLC BD affiliatedApr 26, 2018 to Aug 7, 2018 · St. Petersburg, Fl
- Scottrade Investment Management formerMar 29, 2017 to Mar 8, 2018 · Sarasota, Fl
- Suntrust Investment Services, Inc. formerFeb 1, 2005 to Dec 31, 2007 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Sagepoint Financial, Inc.left Mar 31, 2026, registered May 30, 2019 (-2497 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to United Planners' Financial Services Of America A Limited Partnerleft Jan 19, 2024, registered Apr 9, 2026 (811 days) · Affiliated broker-dealer or bank to independent RIA
- Fsc Securities Corporation to Woodbury Financial Services, Inc.left Nov 3, 2023, registered May 30, 2019 (-1618 days) · channel change inside one enterprise, not a move · moved with a team
- Sagepoint Financial, Inc. to Fsc Securities Corporationleft Sep 1, 2023, registered May 30, 2019 (-1555 days) · channel change inside one enterprise, not a move · moved with a team
- Transamerica Retirement Advisors, LLC to Osaic Wealth, Inc.left Aug 7, 2018, registered May 9, 2019 (275 days) · RIA to affiliated broker-dealer or bank
- Scottrade Investment Management to Transamerica Retirement Advisors, LLCleft Mar 8, 2018, registered Apr 26, 2018 (49 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Suntrust Investment Services, Inc. to Scottrade Investment Managementleft Dec 31, 2007, registered Mar 29, 2017 (3376 days) · Other
Signals
- Brooks David Vanderzee left Osaic Wealth, Inc. for Sagepoint Financial, Inc. (registered 2019-05-30)Mar 31, 2026 · Advisor changed firm · fact
- Brooks David Vanderzee left Woodbury Financial Services, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2026-04-09)Jan 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address