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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JULIA RAMONA SHILES

Advisor at MUTUAL ADVISORS, LLC

OMAHA, NE | Roseville, CA

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Search this name across graphsid dfx:ria:0ba2c731-4600-6a50-639a-e7c1b7288291

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 10, 2003
First registration: Oct 17, 2005
Dual registered: yes, broker-dealer
Other names: JULIA RAMONA NASSERI|JULIA RAMONA NASSERI
IAPD individual key: 3107054

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Mar 1, 2016	n/a	yes	Roseville, CA\|Roseville, CA\|OMAHA, NE	Current employment
BEVERLY HILLS WEALTH MANAGEMENT, LLC	Former SEC adviser	Jan 21, 2014	Mar 3, 2016	no	BEVERLY HILLS, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 24, 2013	no	LINCOLN, CA\|Roseville, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 7, 2007	Jun 1, 2009	no	LINCOLN, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 17, 2005	Sep 11, 2007	no	ROSEVILLE, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEVERLY HILLS WEALTH MANAGEMENT, LLC	MUTUAL ADVISORS, LLC	Mar 3, 2016	Mar 1, 2016	-2	Firm change	Other
MORGAN STANLEY	BEVERLY HILLS WEALTH MANAGEMENT, LLC	Jul 24, 2013	Jan 21, 2014	181	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	MORGAN STANLEY & CO. LLC	Sep 11, 2007	Sep 7, 2007	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152031:167658:CA:2016-03-03	Mar 3, 2016	Mar 1, 2016	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (5)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 1, 2016 to presentfactForm ADV
→ BEVERLY HILLS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Mar 3, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 24, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 7, 2007 to Jun 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 17, 2005 to Sep 11, 2007factForm ADV

Dated events

No dated event names this entity yet.