DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Julia Ramona Shiles
Feed of 09/15/2026
Also filed as Julia Ramona Nasseri
At current firm
10 y
since Mar 1, 2016
In the industry
23 y
since Sep 10, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Mar 1, 2016 · Roseville, Ca
- Beverly Hills Wealth Management, LLC formerJan 21, 2014 to Mar 3, 2016 · Beverly Hills, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Jul 24, 2013 · Lincoln, Ca
- Morgan Stanley & Co. LLC unclassifiedSep 7, 2007 to Jun 1, 2009 · Lincoln, Ca
- A. G. Edwards & Sons, Inc. unclassifiedOct 17, 2005 to Sep 11, 2007 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Beverly Hills Wealth Management, LLC to Mutual Advisors, LLCleft Mar 3, 2016, registered Mar 1, 2016 (-2 days) · Other · moved with a team
- Morgan Stanley to Beverly Hills Wealth Management, LLCleft Jul 24, 2013, registered Jan 21, 2014 (181 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A. G. Edwards & Sons, Inc. to Morgan Stanley & Co. LLCleft Sep 11, 2007, registered Sep 7, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address