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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

KEVIN JAY HERMENING

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Stevens Point, WI | Manitowoc, WI | Wausau, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bcc7a57-8099-49d0-e1a3-7aabf7106c5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 30, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 12, 1990
First registration: Jun 30, 1994
Dual registered: yes, broker-dealer
Other names: KEVIN JAY HERMENING|Kevin J Hermening
IAPD individual key: 2070967

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 18, 2018	n/a	yes	Wausau, WI\|Stevens Point, WI\|Manitowoc, WI	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 1, 2007	Apr 20, 2018	no	CHESTERFIELD, MO\|STEVENS POINT, WI\|WAUSAU, WI\|STEVENS POINT, WI\|MANITOWOC, WI	Previous registration
HERMENING FINANCIAL GROUP LLC	Former SEC adviser	Feb 28, 2006	May 7, 2018	no	WAUSAU, WI	Previous registration
FFP ADVISORY SERVICES INC	n/a	Jun 30, 1994	Jan 3, 2007	no	WAUSAU, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERMENING FINANCIAL GROUP LLC	FIRST ALLIED ADVISORY SERVICES, INC.	May 7, 2018	Jan 1, 2007	-4,144	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 20, 2018	Apr 18, 2018	-2	Firm change	Ibd to ibd
FFP ADVISORY SERVICES INC	HERMENING FINANCIAL GROUP LLC	Jan 3, 2007	Feb 28, 2006	-309	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137888:6363:WI:2018-04-20	Apr 20, 2018	Apr 18, 2018	MANITOWOC, WI	Firm change

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 18, 2018 to presentfactForm ADV
→ HERMENING FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
Feb 28, 2006 to May 7, 2018factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 1, 2007 to Apr 20, 2018factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jun 30, 1994 to Jan 3, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bcc7a57-8099-49d0-e1a3-7aabf7106c5f
First observed: Jun 30, 1994
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEVIN JAY HERMENING

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Stevens Point, WI | Manitowoc, WI | Wausau, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bcc7a57-8099-49d0-e1a3-7aabf7106c5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Apr 18, 2018

n/a

yes

Wausau, WI|Stevens Point, WI|Manitowoc, WI

Current employment

FIRST ALLIED ADVISORY SERVICES, INC.

Former SEC adviser

Jan 1, 2007

Apr 20, 2018

CHESTERFIELD, MO|STEVENS POINT, WI|WAUSAU, WI|STEVENS POINT, WI|MANITOWOC, WI

Previous registration

HERMENING FINANCIAL GROUP LLC

Former SEC adviser

Feb 28, 2006

May 7, 2018

WAUSAU, WI

Previous registration

FFP ADVISORY SERVICES INC

n/a

Jun 30, 1994

Jan 3, 2007

WAUSAU, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HERMENING FINANCIAL GROUP LLC

FIRST ALLIED ADVISORY SERVICES, INC.

May 7, 2018

Jan 1, 2007

-4,144

Firm change after gap

Other

FIRST ALLIED ADVISORY SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Apr 20, 2018

Apr 18, 2018

-2

Firm change

Ibd to ibd

FFP ADVISORY SERVICES INC

HERMENING FINANCIAL GROUP LLC

Jan 3, 2007

Feb 28, 2006

-309

Firm change after gap

Other

Team

Left

Joined

From

Kind

137888:6363:WI:2018-04-20

Apr 20, 2018

Apr 18, 2018

MANITOWOC, WI

Firm change