DFX Intelligence

T••••• J•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

T••••• J•••• W••••••

Advisor at C••••••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:0bdfeb1d-634a-bf9e-f9f3-52863cdfc257

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 10, 2022	n/a	yes	JOHNSTON, RI\|WEST WARWICK, RI\|WARWICK, RI	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Feb 26, 2021	Jul 7, 2022	no	East Greenwich, RI\|Boston, MA\|Greenville, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C••••••• S••••••••• I•••	Jul 7, 2022	Nov 10, 2022	126	Firm change	Wirehouse to ibd
T• A••••••••• I•••	J••• M••••• S••••••••• L••	Jan 11, 2021	Feb 26, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:111514:RI:2019-02-14	Feb 14, 2019	Nov 13, 2019	RIVERSIDE, RI	Firm change

Relationships

Registered with (6)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2021 to Jul 7, 2022factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2019 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jul 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bdfeb1d-634a-bf9e-f9f3-52863cdfc257
First observed: May 12, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.