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CRD 127077
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONNOR, DAVID, FORRESTER | SVP/GENERAL COUNSEL, SECRETARY/ELECTED MANAGER | Na | yes | 05/2015 | Jun 26, 2015 | Jun 26, 2019 |
| DELAWARE INVESTMENTS MANAGEMENT COMPANY, LLC | Parent | E | yes | 09/1996 | Jun 30, 2016 | Jun 26, 2019 |
| EARLY, ROGER, ALLEN | EVP HEAD OF FIXED INCOME, MIM AMERICAS/ELECTED MANAGER | Na | yes | 02/2015 | Jun 30, 2016 | Jun 26, 2019 |
| JANSSENS, DOMINIC, BERNARDANTHONY | EVP GLOBAL CHIEF OPERATIONS OFFICER | Na | yes | 04/2016 | Jun 30, 2016 | Jun 26, 2019 |
| LYTLE, SHAWN, KEITH | CHIEF EXECUTIVE OFFICER, PRESIDENT/ELECTED MANAGER | Na | yes | 06/2015 | Jun 26, 2015 | Jun 26, 2019 |
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | Parent | E | yes | 01/2010 | Mar 30, 2012 | Jun 26, 2019 |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | Parent | E | yes | 01/2010 | Mar 30, 2012 | Jun 26, 2019 |
| MACQUARIE ASSET ADVISERS, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Owner | E | yes | 04/2011 | Mar 30, 2017 | Jun 26, 2019 |
| MACQUARIE ASSET ADVISERS, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Owner | E | yes | 04/2011 | Mar 30, 2017 | Jun 26, 2019 |
| MACQUARIE CORPORATE HOLDINGS PTY LIMITED | Parent | E | yes | 01/2010 | Jun 30, 2016 | Jun 26, 2019 |
| MACQUARIE CORPORATE INTERNATIONAL HOLDINGS LIMITED | Parent | E | yes | 01/2010 | Jun 27, 2018 | Jun 26, 2019 |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | Parent | E | yes | 01/2010 | Jun 30, 2016 | Jun 26, 2019 |
| MACQUARIE FG HOLDINGS INC. | Parent | E | yes | 01/2010 | Mar 30, 2012 | Jun 26, 2019 |
| MACQUARIE FINANCIAL HOLDINGS PTY LIMITED | Parent | E | yes | 12/2011 | Feb 8, 2017 | Jun 26, 2019 |
| MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | Parent | E | yes | 01/2010 | Jun 30, 2016 | Jun 26, 2019 |
| MACQUARIE GROUP LIMITED | Parent | E | yes | 12/2011 | Mar 30, 2012 | Jun 26, 2019 |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Parent | E | yes | 08/2005 | Feb 8, 2017 | Jun 26, 2019 |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | Parent | E | yes | 09/1990 | Mar 30, 2017 | Jun 26, 2019 |
| MURRAY, BRIAN, LAWRENCE | SENIOR VICE PRESIDENT, GLOBAL CHIEF COMPLIANCE OFFICER | Na | yes | 02/2011 | Mar 30, 2012 | Jun 26, 2019 |
| NATALINI, SUSAN, LEIGH | SVP, CHIEF OPERATIONS OFFICER OF EQUITY AND FIXED INCOME INVESTMENTS | C | yes | 05/2015 | Jun 26, 2015 | Jun 26, 2019 |
| SALUS, RICHARD | SVP/GLOBAL HEAD OF FUND ADMINISTRATION /ELECTED MANAGER | Na | yes | 04/2011 | Mar 30, 2012 | Jun 26, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | n/a | Other adviser | $187B | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | n/a | Asset manager | $144B | Y | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | n/a | Asset manager | $25B | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG | n/a | Former SEC adviser | $12B | N | yes | n/a |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | n/a | Former SEC adviser | $3.2B | N | yes | n/a |
| MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC | n/a | Former SEC adviser | $1.9B | N | yes | n/a |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| DELAWARE DISTRIBUTORS, L.P. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE BANK INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE CAPITAL (USA) INC. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE INVESTMENT MANAGEMENT KOREA CO. LTD | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Jun 26, 2019 | $34.5M | $34.5M | 18 | 16 | 0 | n/a | n/a |
| 2018 | Jun 27, 2018 | $46.1M | $46.1M | 19 | 16 | 0 | n/a | n/a |
| 2017 | Jun 22, 2017 | $44.8M | $44.8M | 10 | 3 | n/a | n/a | n/a |
| 2016 | Jun 30, 2016 | $50.8M | $50.8M | 10 | 3 | n/a | n/a | n/a |
| 2015 | Jun 26, 2015 | $50.9M | $50.9M | 10 | 3 | n/a | n/a | n/a |
| 2014 | Jun 6, 2014 | $49.9M | $49.9M | 10 | 3 | n/a | n/a | n/a |
| 2013 | Jun 24, 2013 | $68.8M | $68.8M | 10 | 3 | n/a | n/a | n/a |
| 2012 | Jun 26, 2012 | $82.7M | $82.7M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $34.5M | $46.1M | -25.2% | $50.8M | -12.1% | 18 | 19 | 0 | 0 |