DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Four Corners Capital Management, LLC

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 127077SEC 801-62071IAPD
Latest filing Jun 26, 2019
First filing on the tape Mar 30, 2012 · 15 filings
RAUM
$34.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$34.5M as of Jun 26, 2019
Jun 26, 2012$82.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2019
Jun 24, 20130 then
Employees (5.A)18 as of Jun 26, 2019
Jun 24, 201310 then
Private funds: no history
RAUM -25% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$34.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-25%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$34.5M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Forrester David Connor · Svp/General Counsel, Secretary/Elected Managercontrol
        since 05/2015 · owns less than 5%
      • Allen Roger Early · Evp Head Of Fixed Income, Mim Americas/Elected Managercontrol
        since 02/2015 · owns less than 5%
      • Bernardanthony Dominic Janssens · Evp Global Chief Operations Officercontrol
        since 04/2016 · owns less than 5%
      • Keith Shawn Lytle · Chief Executive Officer, President/Elected Managercontrol
        since 06/2015 · owns less than 5%
      • Lawrence Brian Murray · Senior Vice President, Global Chief Compliance Officercontrol
        since 02/2011 · owns less than 5%
      • Leigh Susan Natalini · Svp, Chief Operations Officer Of Equity And Fixed Income Investmentscontrol
        since 05/2015 · owns 25% to 50%
      • Richard Salus · Svp/Global Head Of Fund Administration /Elected Managercontrol
        since 04/2011 · owns less than 5%
      Entity owners
      • Macquarie Asset Advisers, A Series Of Macquarie Investment Management Business Trust · Owner
        direct · owns 75% or more
      • Delaware Investments Management Company, LLC · Parent
        indirect · owns 75% or more of Macquarie Investment Management Business Trust
      • Macquarie Affiliated Managers (USA) Inc. · Parent
        indirect · owns 75% or more of Macquarie Management Holdings, Inc.
      • Macquarie Affiliated Managers Holdings (USA) Inc. · Parent
        indirect · owns 75% or more of Macquarie Affiliated Managers (USA) Inc.
      • Macquarie Asset Advisers, A Series Of Macquarie Investment Management Business Trust · Owner
        indirect · owns 75% or more of Four Corners Capital Management, LLC
      • Macquarie Corporate Holdings Pty Limited · Parent
        indirect · owns 75% or more of Macquarie Corporate International Holdings Pty Limited
      • Macquarie Corporate International Holdings Limited · Parent
        indirect · owns 75% or more of Macquarie Group (US) Holdings No. 1 Pty Ltd
      • Macquarie Equities (US) Holdings Pty Limited · Parent
        indirect · owns 75% or more of Macquarie Fg Holdings Inc.
      • Macquarie Fg Holdings Inc. · Parent
        indirect · owns 75% or more of Macquarie Affiliated Managers Holdings (USA) Inc.
      • Macquarie Financial Holdings Pty Limited · Parent
        indirect · owns 75% or more of Macquarie Corporate Holdings Pty Limited
      • Macquarie Group (US) Holdings No. 1 Pty Ltd · Parent
        indirect · owns 75% or more of Macquarie Equities (US) Holdings Pty Limited
      • Macquarie Group Limited · Parent
        indirect · owns 75% or more of Macquarie Financial Holdings Pty Limited
      • Macquarie Investment Management Business Trust · Parent
        indirect · owns 75% or more of Macquarie Asset Advisers, A Series Of Macquarie Investment Management Business Trust
      • Macquarie Management Holdings, Inc. · Parent
        indirect · owns 75% or more of Delaware Investments Management Company, LLC
      Related persons
      Schedule D 7.A
      Advisers that list Four Corners Capital Management, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • BD registered reps · 2 to 1
        Jun 28, 2018 to Jun 26, 2019
      • Employees · 19 to 18
        Jun 28, 2018 to Jun 26, 2019
      • Discretionary RAUM · $46.1M to $34.5M
        Jun 28, 2018 to Jun 26, 2019
      • RAUM · $46.1M to $34.5M
        Jun 28, 2018 to Jun 26, 2019
      • Advisory employees · 3 to 16
        Jun 22, 2017 to Jun 27, 2018
      • BD registered reps · 5 to 2
        Jun 22, 2017 to Jun 27, 2018
      • Employees · 10 to 19
        Jun 22, 2017 to Jun 27, 2018
      • Other offices · unset to 0.0
        Jun 22, 2017 to Jun 27, 2018
      • Discretionary RAUM · $44.8M to $46.1M
        Jun 22, 2017 to Jun 27, 2018
      • RAUM · $44.8M to $46.1M
        Jun 22, 2017 to Jun 27, 2018
      • Discretionary RAUM · $44.4M to $44.8M
        Mar 30, 2017 to Jun 22, 2017
      • RAUM · $44.4M to $44.8M
        Mar 30, 2017 to Jun 22, 2017
      • Discretionary RAUM · $50.8M to $44.4M
        Feb 8, 2017 to Mar 30, 2017
      • RAUM · $50.8M to $44.4M
        Feb 8, 2017 to Mar 30, 2017
      • Discretionary RAUM · $50.9M to $50.8M
        Aug 11, 2015 to Jun 30, 2016
      • RAUM · $50.9M to $50.8M
        Aug 11, 2015 to Jun 30, 2016
      • Discretionary RAUM · $49.9M to $50.9M
        Jun 6, 2014 to Jun 26, 2015
      • RAUM · $49.9M to $50.9M
        Jun 6, 2014 to Jun 26, 2015
      • Accounts · 2 to 1
        Jun 24, 2013 to Jun 6, 2014
      • Advisory activities · 2 to 1
        Jun 24, 2013 to Jun 6, 2014
      • Discretionary RAUM · $68.8M to $49.9M
        Jun 24, 2013 to Jun 6, 2014
      • RAUM · $68.8M to $49.9M
        Jun 24, 2013 to Jun 6, 2014
      • Advisory employees · unset to 3.0
        Jul 20, 2012 to Jun 24, 2013
      • BD registered reps · 0 to 5
        Jul 20, 2012 to Jun 24, 2013
      • Employees · unset to 10.0
        Jul 20, 2012 to Jun 24, 2013
      • Financial planning clients · 0 to unset
        Jul 20, 2012 to Jun 24, 2013
      • State-registered IARs · unset to 0.0
        Jul 20, 2012 to Jun 24, 2013
      • Discretionary RAUM · $82.7M to $68.8M
        Jul 20, 2012 to Jun 24, 2013
      • RAUM · $82.7M to $68.8M
        Jul 20, 2012 to Jun 24, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026