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RIA / WealthAdvisor26 years in industry

PAUL EDWARD MANN

Advisor at TRAJAN WEALTH, L.L.C.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:0be2f1fc-f147-9840-7828-af4b69a6d236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRAJAN WEALTH, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 23, 1999
First registration: Nov 1, 2006
Dual registered: no
Other names: PAUL E MANN|PAUL MANN|PAUL EDWARD MANN
IAPD individual key: 4008004

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRAJAN WEALTH, L.L.C.	Independent wealth	Jul 3, 2019	n/a	yes	SCOTTSDALE, AZ	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 25, 2018	Jun 6, 2019	no	Gilbert, AZ	Previous registration
TETRANT FINANCIAL	State registered	Oct 27, 2017	Mar 23, 2018	no	GILBERT, AZ	Previous registration
ROVIN CAPITAL	n/a	May 24, 2011	Aug 8, 2017	no	MESA, AZ	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Oct 8, 2010	Jun 30, 2011	no	WAKE FOREST, NC\|GILBERT, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 13, 2009	Sep 7, 2010	no	PHOENIX, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 1, 2006	May 2, 2008	no	MESA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	TRAJAN WEALTH, L.L.C.	Jun 6, 2019	Jul 3, 2019	27	Firm change	RIA to RIA
TETRANT FINANCIAL	AE WEALTH MANAGEMENT, LLC	Mar 23, 2018	Apr 25, 2018	33	Firm change	Other
ROVIN CAPITAL	TETRANT FINANCIAL	Aug 8, 2017	Oct 27, 2017	80	Firm change	Other
BROKERSXPRESS LLC	ROVIN CAPITAL	Jun 30, 2011	May 24, 2011	-37	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BROKERSXPRESS LLC	Sep 7, 2010	Oct 8, 2010	31	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 2, 2008	Feb 13, 2009	287	Firm change	Other

Relationships

Registered with (7)

→ TRAJAN WEALTH, L.L.C.Registered adviserregistration: current employment
Jul 3, 2019 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2018 to Jun 6, 2019factForm ADV
→ TETRANT FINANCIALRegistered adviserregistration: previous registration
Oct 27, 2017 to Mar 23, 2018factForm ADV
→ ROVIN CAPITALRegistered adviserregistration: previous registration
May 24, 2011 to Aug 8, 2017factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Oct 8, 2010 to Jun 30, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 13, 2009 to Sep 7, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 1, 2006 to May 2, 2008factForm ADV

Dated events

No dated event names this entity yet.